Katherine Woodbury
Katherine Woodbury is a registered investment advisor at UBS Financial Services INC., based in Wilmington, NC, with 14 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1985 Eastwood Road, Wilmington, NC, 28403
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2010Other Business Activities
Katherine serves on the NC Council for Women & Youth Involvement as an advisory board member, appointed by Governor Roy Cooper. She advises the Governor and his staff on issues affecting women and children in North Carolina.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Goldman, Sachs & CO.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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