Diane Gardner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hermitage, PA, with 24 years of industry experience. Diane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1860 E State St, Ste 104, Hermitage, PA, 16148-1865
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Diane is a board member for the Community Counseling Center of Mercer County, dedicating minimal time. She also owns Diane Gardner LLC for tax/investment purposes, spending nearly full-time hours on it, and Midtown Financial LLC as a DBA for her LPL business, taking about 10-20% of her time. Finally, she owns rental real estate, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
PNC InvestmentsBroker
Natcity Investments, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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