Diane Gardner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hermitage, PA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1860 E State St, Ste 104, Hermitage, PA, 16148-1865
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Diane is a board member for the Community Counseling Center of Mercer County, dedicating minimal time. She also owns Diane Gardner LLC for tax/investment purposes, spending nearly full-time hours on it, and Midtown Financial LLC as a DBA for her LPL business, taking about 10-20% of her time. Finally, she owns rental real estate, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
PNC InvestmentsBroker
Natcity Investments, INC.Broker
State Registrations24 states
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