Paul Tepatti
Paul Tepatti is a registered investment advisor at Ameriprise Financial Services, LLC, based in Farmington Hills, MI, with 23 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
36455 Corporate Drive, Farmington Hills, MI, 48331-3552
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2010Customer Dispute
October 2008Other Business Activities
Paul works at Comerica Bank, dedicating about a quarter of his time during trading hours. He also works for the Carleton Police Department, spending about 10-20% of his time there.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Comerica Securities
Comerica SecuritiesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.