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John Mazzarella

Fifth Third Securities, INC.
14 Years of Experience
Farmington Hills, MI
3 DisclosuresBroker
View SEC Summary
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John Mazzarella is a registered investment advisor at Fifth Third Securities, INC., based in Farmington Hills, MI, with 14 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

36455 Corporate Drive, Farmington Hills, MI, 48331

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2018
Financial
November 2016
Final
Financial
November 2016
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fifth Third Securities, INC.Broker
September 2020 - Present · 6 yrs 1 mo
Fifth Third Securities, INC.
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Citizens Securities, INC.Broker
September 2018 - September 2020 · 2 yrs
Citizens Investment Services
September 2018 - September 2020 · 2 yrs
LPL Financial LLC
February 2017 - September 2018 · 1 yr 7 mos
LPL Financial LLCBroker
October 2014 - September 2018 · 3 yrs 11 mos
Princor Financial Services CorporationBroker
January 2014 - October 2014 · 9 mos
AXA Advisors, LLCBroker
June 2012 - November 2013 · 1 yr 5 mos
State Registrations20 states
ALAZCADCFLGAILINKYMIMONCNDNYOHPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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