James Duncombe
James Duncombe is a ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Santa Clarita, CA, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
Santa Clarita, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2022Customer Dispute
September 2014Other Business ActivitiesSells Insurance
James is an author, real estate owner, and receives residuals from Thrivent Financial. He is also a 50% owner of Duncombe Financial Group, LLC, works with Associates of Clifton Park for insurance cases, and is a financial advisor with Kestra Advisory Services, LLC, spending about a quarter of his time generating and presenting financial plans, setting up investment accounts or annuities.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.