David Rollins
David Rollins is a registered investment advisor at Stonex Advisors INC., based in Baton Rouge, LA, with 14 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
7904 Wrenwood Blvd, Suite D, Baton Rouge, LA, 70809
Get directionsHistory
Regulatory History (4)
Regulatory
October 2024Customer Dispute
July 2023Judgment / Lien
April 2019Judgment / Lien
April 2015Other Business Activities
David is involved in several outside business activities, including Rollins Knowledge Organization (technology and management consulting, real property, and collectibles), Pacific & Olive (commercial parking), and various roles with the Boy Scouts of America. He also manages affairs for his mother as a Durable POA.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Asset Management, INC.
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.