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David Rollins

Stonex Advisors INC.
14 Years of Experience
Baton Rouge, LA
4 DisclosuresBroker
View SEC Summary
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David Rollins is a registered investment advisor at Stonex Advisors INC., based in Baton Rouge, LA, with 14 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7904 Wrenwood Blvd, Suite D, Baton Rouge, LA, 70809

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2024
Final
Customer Dispute
July 2023
Pending
Judgment / Lien
April 2019
Judgment / Lien
April 2015
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is involved in several outside business activities, including Rollins Knowledge Organization (technology and management consulting, real property, and collectibles), Pacific & Olive (commercial parking), and various roles with the Boy Scouts of America. He also manages affairs for his mother as a Durable POA.

Employment History
Current Registrations
Stonex Advisors INC.
June 2016 - Present · 10 yrs 4 mos
Stonex Securities INC.
May 2012 - Present · 14 yrs 5 mos
Stonex Securities INC.Broker
May 2012 - Present · 14 yrs 5 mos
Previous Registrations
Sterne Agee Asset Management, INC.
June 2012 - June 2016 · 4 yrs
Morgan Stanley Smith Barney LLC
January 2012 - March 2012 · 2 mos
Morgan Stanley Smith BarneyBroker
November 2011 - March 2012 · 4 mos
State Registrations16 states
ALARCOILKSLAMEMNMSNCOHORPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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