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Robert Mclaughlin

Stonex Advisors INC.
47 Years of Experience
Baton Rouge, LA
4 DisclosuresBroker
View SEC Summary
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Robert Mclaughlin is a registered investment advisor at Stonex Advisors INC., based in Baton Rouge, LA, with 47 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7904 Wrenwood Blvd, Suite D, Baton Rouge, LA, 70809

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1996
Settled
Customer Dispute
July 1995
Settled
Customer Dispute
May 1995
Settled
Customer Dispute
September 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a partner at SI Financial Advisors, used strictly for handling office expenses since 2015. He also serves on the board of Manresa House of Retreats, dedicating minimal time each month.

Employment History
Current Registrations
Stonex Advisors INC.
June 2016 - Present · 10 yrs 4 mos
Stonex Securities INC.Broker
February 2005 - Present · 21 yrs 8 mos
Previous Registrations
Sterne Agee Asset Management, INC.
April 2006 - June 2016 · 10 yrs 2 mos
Sterne Agee Financial Services, INC.Broker
January 2005 - January 2005 · 0 mos
Sterne, Agee & Leach, INC.Broker
July 2000 - February 2005 · 4 yrs 7 mos
J.C. Bradford & CO.Broker
September 1994 - June 2000 · 5 yrs 9 mos
Dean Witter Reynolds INC.Broker
July 1988 - September 1994 · 6 yrs 2 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
June 1979 - July 1988 · 9 yrs 1 mo
State Registrations6 states
FLGALAMDMSTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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