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Shant Thomasian

Tcw Investment Management Company LLC
21 Years of Experience
Los Angeles, CA
Broker
View SEC Summary
View SEC Summary

Shant Thomasian is a CFA-designated registered investment advisor at Tcw Investment Management Company LLC, based in Los Angeles, CA, with 21 years of industry experience. Shant is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 4,945 clients with $39B in assets under management.

Tcw Investment Management Company LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
40 advisors
Number of Clients
4,945 clients
Average Client Portfolio
$7.9M average
Assets Under Management
$38.8B

Fee Structure

Minimum Investment:$5M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fee schedules vary widely by individual strategy. For example, individual high net worth equity strategies typically charge a flat 1.00% on all assets, while fixed income strategies range from 0.20% to 0.50% on initial tiers. Certain mutual funds and ETFs have lower fees ranging from 0.05% to 0.90%. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

515 South Flower Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcw Investment Management Company LLC
February 2023 - Present · 3 yrs 8 mos
Tcw Funds Distributors LLCBroker
February 2011 - Present · 15 yrs 8 mos
Previous Registrations
J.p.morgan Securities INC.
October 2008 - August 2009 · 10 mos
J.P. Morgan Securities INC.Broker
October 2008 - August 2009 · 10 mos
Barclays Capital INC.Broker
September 2008 - October 2008 · 1 mo
Lehman Brothers INC.
July 2007 - October 2008 · 1 yr 3 mos
Lehman Brothers INC.Broker
July 2007 - September 2008 · 1 yr 2 mos
Neuberger Berman, LLCBroker
March 2005 - July 2007 · 2 yrs 4 mos
Neuberger Berman, LLC
March 2005 - July 2007 · 2 yrs 4 mos
Citicorp Investment Services
September 2003 - August 2004 · 11 mos
Citicorp Investment ServicesBroker
September 2003 - August 2004 · 11 mos
UBS Financial Services INC.
November 2002 - October 2003 · 11 mos
UBS Financial Services INC.Broker
October 2002 - October 2003 · 1 yr
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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