Stacy Clifford
Stacy Clifford is a registered investment advisor at Holistic Wealth Advisors, based in Clifton Park, NY, with 23 years of industry experience. Stacy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning, and 1 more. Their firm serves 654 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HWA provides ongoing investment advice and management for assets in client accounts. The maximum annual advisory fee is 1.50% for advisor-managed non-wrap accounts. In limited cases, HWA may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 1.50% of the assets under management. Fees are negotiable. Clients also pay transaction charges to the broker-dealer, not HWA.
Location
5 Southside Drive, Suite 204, Clifton Park, NY, 12065
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stacy operates Holistic Wealth Advisors as a DBA for her LPL business and provides investment advisory services through Holistic Wealth Advisors, LLC, a registered investment advisor. She also engages in non-variable insurance activities, spending a few hours per week on these insurance-related endeavors.
Employment History
Current Registrations
Holistic Wealth Advisors
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Partners, LTD
Cetera Investment Advisers LLC
Holistic Wealth Advisors, LLC
Cetera Financial Specialists LLCBroker
State Registrations18 states
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