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Daniel Buehrle

Principal Securities, INC.
23 Years of Experience
Wauwatosa, WI
1 DisclosureBrokerSells Insurance
View SEC Summary
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Daniel Buehrle is a registered investment advisor at Principal Securities, INC., based in Wauwatosa, WI, with 23 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10361 W Innovation Dr, Ste 300, Wauwatosa, WI, 53226

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is involved in several business activities, including P&C and Medicare supplement insurance through Bad Partners, LLC, and selling fixed life, accident and health, and disability insurance. He also serves as a board member for the Childrens Hospital of Wisconsin Foundation, is the New Member Chair for YPO-WI, is the National Managing Director - Head of ecosystem growth for GPO, and is the President/CEO for Phoenix Business Collective.

Employment History
Current Registrations
Principal Securities, INC.
August 2012 - Present · 14 yrs 2 mos
Principal Securities, INC.Broker
December 2002 - Present · 23 yrs 10 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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