Clancy Cramer is a CFP-designated registered investment advisor at Principal Securities, INC., based in Wauwatosa, WI, with 4 years of industry experience. Clancy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $250K | 1.75% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.20% |
| $1M+ | 1.10% |
Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.
Fee Estimator
Location
10361 W Innovation Dr, Ste 300, Wauwatosa, WI, 53226
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Clancy is a financial planner and owner of a BD at WEA Member Benefits, assisting members with 403(b) and IRA program questions. This investment-related activity takes about 10-20% of Clancy's time.
Employment History
Current Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Principal Securities, INC.
Previous Registrations
Wea Investment Services, INC.Broker
Wea Financial Advisors, INC.
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Brookstone Capital Management LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Todd Barden, CFPPrincipal Securities, INC.
- Daniel BuehrlePrincipal Securities, INC.
- Randall Malone, ChFCPrincipal Securities, INC.
- Alicia Lantz, CFPLPL Financial LLC
- Nicole Gronholz, CFPCliftonlarsonallen Wealth Advisors, LLC
- Zachary Hidden, CFPPerk Planning