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Dustin Deal

23 Years of Experience
Taylorsville, NC
BrokerSells Insurance

Dustin Deal is a registered investment advisor at Cetera Investment Advisers LLC, based in Taylorsville, NC, with 23 years of industry experience. Dustin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

577 Nc 16 South, Taylorsville, NC, 28681

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Dustin is an independent insurance agent selling fixed and group insurance products since 2004, dedicating a full-time amount of time to fixed insurance sales and about 10-20% of his time to group insurance. He also owns Deal Financial Group, Inc. and is the president of Hutton Estate Homeowners Association, spending minimal time on HOA duties.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
September 2004 - June 2021 · 16 yrs 9 mos
Voya Financial Advisors, INC.Broker
August 2004 - June 2021 · 16 yrs 10 mos
UBS Financial Services INC.
October 2002 - August 2004 · 1 yr 10 mos
UBS Financial Services INC.Broker
October 2002 - August 2004 · 1 yr 10 mos
State Registrations17 states
ALAZCACOCTFLGALAMIMSNCNYORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.