Stephen Hutter is a CFP-designated registered investment advisor, based in Charlotte, NC, with 22 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Advisers, INC.
March 2026 - Present · 7 mos
Vanguard Marketing Corporation
March 2026 - Present · 7 mos
Vanguard Marketing CorporationBroker
March 2026 - Present · 7 mos
Previous Registrations
Blue Financial
August 2025 - February 2026 · 6 mos
LPL Financial LLCBroker
March 2023 - July 2025 · 2 yrs 4 mos
LPL Financial LLC
March 2023 - July 2025 · 2 yrs 4 mos
Cetera Investment Advisers LLC
January 2020 - February 2023 · 3 yrs 1 mo
Cetera Investment Services LLCBroker
January 2020 - February 2023 · 3 yrs 1 mo
AXA Advisors, LLC
September 2018 - May 2019 · 8 mos
AXA Advisors, LLCBroker
September 2018 - May 2019 · 8 mos
Santander Securities LLCBroker
September 2017 - August 2018 · 11 mos
Santander Securities
September 2017 - August 2018 · 11 mos
Voya Financial Advisors, INC.
February 2013 - August 2017 · 4 yrs 6 mos
Voya Financial Advisors, INC.Broker
August 2012 - August 2017 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - August 2012 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2012 · 2 yrs 10 mos
Banc of America Investment Services, INC.Broker
April 2009 - October 2009 · 6 mos
Banc of America Investment Services, INC.Broker
June 2006 - March 2009 · 2 yrs 9 mos
Deutsche Bank Securities INC.Broker
February 2006 - April 2006 · 2 mos
National Financial Services LLCBroker
October 2003 - March 2006 · 2 yrs 5 mos
Putnam Retail Management Limited PartnershipBroker
December 2002 - August 2003 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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