Charles Rosen
Charles Rosen is a registered investment advisor at Cpr Financial & Insurance Services, INC., based in Prosper, TX, with 21 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 494 clients with $81M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CPR Financial offers investment management services. The annual fee is negotiable and ranges from 0.5% to 2% of your portfolio. Fees are billed quarterly. CPR Financial may also use sub-advisors, in which case you will pay additional fees to the sub-advisor, but the total annual fee will not exceed 3%. CPR Financial also uses third-party money managers, and their fees are in addition to CPR Financial's fees.
Location
603 E. Broadway St, Prosper, TX, 75078
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is the president of CPR Insurance & Financial Services and has been an independent insurance agent since 2001, dedicating nearly full-time hours to this role. He also volunteers with NABIP as a Chapter Board Trustee and Legislative Council member, spending minimal time on these activities.
Employment History
Current Registrations
Cpr Financial & Insurance Services, INC.
Previous Registrations
Kovack Advisors, INC.
Rk Advisors
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.