David Mangone is a registered investment advisor at Seelaus Asset Management, LLC, based in Red Bank, NJ, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 273 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Basic advisory fee for retail accounts can range up to 1.50% of assets under management, paid quarterly in advance. Fees are negotiable.
Fee Estimator
Location
200 Monmouth Street, Suite 250, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Seelaus Asset Management, LLC
R. Seelaus & CO., LLCBroker
Previous Registrations
Sterling Wealth Advisors LLC
Tribal Capital Markets, LLCBroker
Cantor Fitzgerald & CO.Broker
Braver Stern Securities LLCBroker
UBS Securities LLCBroker
J.P. Morgan Securities INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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