LS
LS

Leif Springer

22 Years of Experience
Washington, DC
Broker

Leif Springer is a registered investment advisor at UBS Financial Services INC., based in Washington, DC, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

1700 M Street NM, 5th Floor, Washington, DC, 20036

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
UBS Financial Services INC.
January 2018 - Present · 8 yrs 4 mos
UBS Financial Services INC.Broker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Transamerica Capital, INC.Broker
January 2017 - January 2018 · 1 yr
Transamerica Investors Securities CorporationBroker
October 2016 - January 2017 · 3 mos
Manulife Asset Management (US) LLC
December 2012 - June 2016 · 3 yrs 6 mos
John Hancock Distributors LLCBroker
February 2009 - June 2016 · 7 yrs 4 mos
Mfc Global Investment Management (U.S.), LLC
February 2008 - February 2009 · 1 yr
John Hancock Advisers, LLC
April 2006 - December 2010 · 4 yrs 8 mos
John Hancock Funds, LLCBroker
April 2006 - February 2009 · 2 yrs 10 mos
Dreyfus Service Corporation
May 2005 - April 2006 · 11 mos
Dreyfus Service CorporationBroker
May 2005 - April 2006 · 11 mos
Chase Investment Services CORP.
March 2004 - February 2005 · 11 mos
Chase Investment Services CORP.Broker
March 2004 - February 2005 · 11 mos
Morgan Stanley
January 2003 - March 2004 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
December 2002 - March 2004 · 1 yr 3 mos
State Registrations41 states
ALARAZCACOCTDCDEFLGAHIIDILINKYLAMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPAPRSCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.