Dennis Gogarty
Dennis Gogarty is a CFP-designated registered investment advisor at Raffa Investment Advisers, based in Washington, DC, with 22 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 220 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Raffa Investment Advisers charges a percentage of the value of your investments each year. The exact fee is negotiable, with a maximum of 1.25%. The fee is calculated based on the market value of your account at the end of each quarter.
For clients who want Raffa to include accounts not managed by them in reports, there is an additional fee of up to 0.50% of the value of those accounts, or a flat fee of up to $2,500 per quarter. This fee may be waived at Raffa's discretion.
Location
Washington, DC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis is an independent agent with Raffa Financial Services since 2002, selling group benefits insurance services and individual life, LTD, and LTC. This takes minimal time and is not investment related.
Employment History
Current Registrations
Raffa Investment Advisers
Previous Registrations
Investors Security Company, INC.
MML Investors Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.