Dennis Gogarty
Dennis Gogarty is a CFP-designated registered investment advisor at Raffa Investment Advisers, based in Washington, DC, with 23 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 252 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.70% |
Maximum annual fee is 1.25%. Actual fees are negotiable based on factors such as your financial situation and portfolio complexity.
Fee Estimator
Location
Washington, DC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis is an independent agent with Raffa Financial Services since 2002, selling group benefits insurance services and individual life, LTD, and LTC. This takes minimal time and is not investment related.
Employment History
Current Registrations
Raffa Investment Advisers
Previous Registrations
Investors Security Company, INC.
MML Investors Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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