Richard Brende
Richard Brende is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 23 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
11150 W Olympic Blvd, Ste 1130, Los Angeles, CA, 90064-1817
Get directionsHistory
Regulatory History (4)
Judgment / Lien
November 2022Customer Dispute
April 2022Judgment / Lien
November 2021Customer Dispute
October 2006Other Business ActivitiesSells Insurance
Richard owns real estate, including a multi-family property and property in Houston, TX. He is also an independent insurance broker with C.M. Life Insurance Company/Mass Mutual, and assists his father with land development for Land Tejas Companies, dedicating about 10-20% of his time. Richard also has a consulting business, spending about a third of his time on it.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.