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Adam Prewett is a registered investment advisor, based in San Antonio, TX, with 22 years of industry experience.
Location
227 North Loop 1604 E Access Rd, Ste 150, San Antonio, TX, 78232
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Regulatory History (1)
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Customer Dispute
July 2011Denied
Other Business ActivitiesSells Insurance
Adam works with Mosaic Financial in insurance/benefits/human resources, Mosaic Tax Advisers as an owner providing accounting/bookkeeping/payroll services, and Mosaic Business Advisers as president in insurance/benefits/human resources. He also works as an advisor rep of an RIA with CIRA, dedicating full-time hours to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2024 - Present · 2 yrs 4 mos
Cambridge Investment Research, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Titleist Asset Management, LLC
April 2023 - February 2024 · 10 mos
Titleist Capital, LLC
July 2021 - August 2023 · 2 yrs 1 mo
Titleist Capital, LLCBroker
June 2021 - February 2024 · 2 yrs 8 mos
Titleist Asset Management, LTD.
June 2021 - June 2021 · 0 mos
Visionpoint Advisory Group
July 2019 - July 2021 · 2 yrs
LPL Financial LLC
April 2018 - October 2020 · 2 yrs 6 mos
Level Four Advisory Services
April 2015 - June 2019 · 4 yrs 2 mos
LPL Financial LLCBroker
April 2015 - July 2021 · 6 yrs 3 mos
Voya Financial Advisors, INC.
January 2011 - April 2015 · 4 yrs 3 mos
Voya Financial Advisors, INC.Broker
January 2011 - April 2015 · 4 yrs 3 mos
Ing Financial Advisers, LLC
July 2005 - January 2011 · 5 yrs 6 mos
Ing Financial Advisers, LLCBroker
March 2004 - January 2011 · 6 yrs 10 mos
State Registrations13 states
ARAZCAFLGAILKSMINCNYOHOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.