Alice Amick is a registered investment advisor at Clg LLC, based in Whittier, CA, with 19 years of industry experience. Alice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,448 clients with $1.1B in assets under management.
Compensation
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Average Client Portfolio
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Fee Structure
CLG, LLC offers comprehensive portfolio management where clients receive both asset management and financial planning for a combined fee. The maximum annual fee charged for this service is 2.50%. Fees are negotiable and are billed quarterly in advance based on the value of the account. CLG does not charge an additional fee for managing held-away assets, but Pontera charges a 0.30% fee for those assets, which CLG covers.
Location
Whittier, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alice is an Investment Advisor Representative (IAR) through CLG, LLC since October 2023, spending nearly full-time on this. Alice is also an insurance agent, providing fixed insurance advice based on client needs, dedicating a few hours per week to this.
Employment History
Current Registrations
Clg LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.