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Oscar Valgaz

Legado Wealth Management LLC
23 Years of Experience
New York, NY
Sells Insurance
View SEC Summary
View SEC Summary

Oscar Valgaz is a registered investment advisor at Legado Wealth Management LLC, based in New York, NY, with 23 years of industry experience. Oscar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 75 clients with $51M in assets under management.

Legado Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
75 clients
Average Client Portfolio
$680K average
Assets Under Management
$51.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee is up to 2.00% depending on portfolio size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

405 Lexington Avenue, 9th Floor, New York, NY, 10174

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Oscar is the sole managing member of Legado Wealth Management LLC, a registered RIA in New York, since 2019. He provides investment advice, insurance advice, and financial planning to clients, dedicating about a quarter of his time to this business.

Employment History
Current Registrations
Legado Wealth Management LLC
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Ucap Asset Management LLC
October 2018 - August 2021 · 2 yrs 10 mos
Ucap Securities LLCBroker
June 2017 - August 2021 · 4 yrs 2 mos
Insight Securities, INC.
July 2016 - June 2017 · 11 mos
Insight Securities, INC.Broker
July 2016 - December 2016 · 5 mos
Lebenthal & CO., LLCBroker
May 2015 - July 2016 · 1 yr 2 mos
Forefront Capital Markets LLCBroker
May 2012 - June 2015 · 3 yrs 1 mo
Maxim Group LLCBroker
October 2010 - May 2012 · 1 yr 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2010 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
January 2006 - June 2009 · 3 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2005 - January 2006 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2003 - January 2006 · 3 yrs
State Registrations2 states
NCNY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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