Oscar Valgaz is a registered investment advisor at Legado Wealth Management LLC, based in New York, NY, with 22 years of industry experience. Oscar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 75 clients with $51M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legado Wealth Management charges an annual investment management fee of up to 2.00% of your portfolio, depending on the size and complexity of your account. More complex relationships may be charged a higher fee. Fees are paid quarterly or monthly, either in advance or after the service is provided. Fees may be negotiable.
Location
405 Lexington Avenue, 9th Floor, New York, NY, 10174
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Oscar is the sole managing member of Legado Wealth Management LLC, a registered RIA in New York, since 2019. He provides investment advice, insurance advice, and financial planning to clients, dedicating about a quarter of his time to this business.
Employment History
Current Registrations
Legado Wealth Management LLC
Previous Registrations
Ucap Asset Management LLC
Ucap Securities LLCBroker
Insight Securities, INC.
Insight Securities, INC.Broker
Lebenthal & CO., LLCBroker
Forefront Capital Markets LLCBroker
Maxim Group LLCBroker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.