Jeffrey Thompson
Jeffrey Thompson is a registered investment advisor at LPL Financial LLC, based in Lake Wales, FL, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
137 State Rd 60 W, Lake Wales, FL, 33853
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2018Other Business ActivitiesSells Insurance
Jeffrey operates Thompson Wealth Advocates and Lakeland Investment Services as DBAs for his LPL business, dedicating full-time hours to these activities. He also sells non-variable insurance, specifically Medicare Advantage and Supplement policies, spending a few hours per week, and works as an adjunct professor teaching agricultural mechanics for a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Sigma Financial CorporationBroker
State Farm Vp Management CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.