William Floyd
William Floyd is a registered investment advisor at LPL Financial LLC, based in Lake Wales, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1936 Hwy 60 W, Lake Wales, FL, 33859
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2012Customer Dispute
August 2009Other Business ActivitiesSells Insurance
William operates The Floyd Investment Group as a DBA for his LPL business, dedicating nearly full-time hours to it. He also has an insurance agency, The Floyd Investment Group Inc, and owns Plant Your Flag LLC and Plant Your Flag Storage LLC, spending a few hours per week on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Infinex Investments, INC.
Infinex Investments, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Money Concepts Capital CORPBroker
Money Concepts Capital CORP
Money Concepts Capital CORP
Money Concepts Capital CORPBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
First Union Brokerage Services, INC.Broker
Nationsbanc Investments, INC.Broker
Barnett Investments, INC.Broker
Investment Management & Research, INCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.