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William Rutter

Voya Financial Advisors, INC.
21 Years of Experience
Knoxville, TN
1 DisclosureBrokerSells Insurance
View SEC Summary
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William Rutter is a registered investment advisor at Voya Financial Advisors, INC., based in Knoxville, TN, with 21 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 16,336 clients with $3.9B in assets under management.

Voya Financial Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
755 advisors
Number of Clients
16,336 clients
Average Client Portfolio
$237K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.75%
$500K - $1.0M2.50%
$1.0M - $2.0M2.35%
$2.0M - $5.0M2.10%
$5.0M - $10.0M2.05%
$10M+2.00%

Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Knoxville, TN

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History

Regulatory History (1)
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Customer Dispute
March 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is an independent insurance agent selling fixed insurance products since 2010. He also volunteers as a teacher for Junior Achievement, focusing on economic education.

Employment History
Current Registrations
Voya Financial Advisors, INC.
January 2012 - Present · 14 yrs 9 mos
Voya Financial Advisors, INC.Broker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Ing Financial Advisers, LLCBroker
November 2010 - January 2011 · 2 mos
Metlife Securities INC.Broker
September 2010 - November 2010 · 2 mos
P.J. Robb Variable CorporationBroker
January 2008 - November 2008 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2003 - October 2007 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2003 - October 2007 · 4 yrs 9 mos
State Registrations6 states
FLKYNCSCTNWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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