Brian Madrigal
Brian Madrigal is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Ft Lauderdale, FL, with 21 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1000 Corporate Dr, Suite 700, Radice Iii, Ft Lauderdale, FL, 33334-3637
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Regulatory History (1)
Regulatory
July 2016Other Business ActivitiesSells Insurance
Brian is an insurance agent since 2009, selling life insurance, fixed annuities, long-term care, and health insurance, dedicating a few hours per week. Brian also owns an S-Corp for business expense purposes, spending minimal time on it.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
W&s Brokerage Services, INC.
W&s Brokerage Services, INC.Broker
Independent Financial Partners
LPL Financial LLCBroker
Comprehensive Asset Management and Servicing, INC.Broker
Compound Asset Management INC.
Laidlaw & Company (UK) LTD.Broker
Jesup & Lamont Securities CORPBroker
Jesup & Lamont Securities CORP.
J.P. Turner & Company, L.L.C.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Paulson Investment Company, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.