BS
BS

Benjamin Seelaus

20 Years of Experience
Chatham, NJ
Broker

Benjamin Seelaus is a registered investment advisor at Seelaus Asset Management, LLC, based in Chatham, NJ, with 20 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 273 clients with $1.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
273 clients
Average Client Portfolio
$6.2M average
Assets Under Management
$1.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Basic advisory fee for retail accounts can range up to 1.50% of assets under management, paid quarterly in advance. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

26 Main Street, Suite 304, Chatham, NJ, 07928

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is the CRO/COO of Seelaus Financial, an affiliate of R. Seelaus & Co, LLC, focusing on the leveraged loan business. This activity takes a few hours per week.

Employment History
Current Registrations
Seelaus Asset Management, LLC
September 2015 - Present · 11 yrs 1 mo
R. Seelaus & CO., LLCBroker
October 2014 - Present · 12 yrs
Previous Registrations
Morgan Stanley & CO. LLCBroker
July 2010 - August 2014 · 4 yrs 1 mo
J.P. Morgan Securities INC.Broker
October 2008 - June 2010 · 1 yr 8 mos
J.P. Morgan Securities INC.Broker
April 2007 - October 2008 · 1 yr 6 mos
Hsbc Securities (USA) INC.Broker
May 2006 - March 2007 · 10 mos
R. Seelaus & Co.,inc.Broker
January 2003 - May 2003 · 4 mos
State Registrations13 states
FLMAMDMTNCNJNMNYPAPRTXVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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