David Dunn is a CFP, ChFC-designated registered investment advisor, based in Austin, TX, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
500 N Capital of Texas Hwy Building 3, Suite 110 A, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care products. He also serves as the sole manager at En Plein Aire, LP, the general partner of a family limited partnership, dedicating minimal time to this role.
Employment History
Current Registrations
Hightower Securities, LLCBroker
Hightower Advisors, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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