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Brett Howard

LPL Financial LLC
23 Years of Experience
Santa Rosa, CA
1 DisclosureBroker
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Brett Howard is a registered investment advisor at LPL Financial LLC, based in Santa Rosa, CA, with 23 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

528 A St, Santa Rosa, CA, 95401

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History

Regulatory History (1)
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Criminal
March 2026
Pending Charge
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brett is involved with Desward Peak Partners, LLC as a business entity for tax/investment purposes, dedicating nearly full-time hours. He also manages real estate rentals through BEC Peak Partners, LLC, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2024 - Present · 2 yrs 1 mo
LPL Financial LLC
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
January 2017 - October 2024 · 7 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2017 - October 2024 · 7 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - February 2017 · 6 yrs 1 mo
Wells Fargo Clearing Services, LLC
January 2011 - February 2017 · 6 yrs 1 mo
Wells Fargo Investments, LLC
April 2010 - January 2011 · 9 mos
Wells Fargo Investments, LLCBroker
March 2010 - January 2011 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2010 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2010 · 5 mos
Banc of America Investment Services, INC.
June 2008 - October 2009 · 1 yr 4 mos
Banc of America Investment Services, INC.Broker
March 2003 - October 2009 · 6 yrs 7 mos
State Registrations37 states
AKAZCACOCTFLGAIAIDILKSLAMAMDMEMIMNMOMSMTNCNJNMNVNYOHOKORPASCSDTNTXUTVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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