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Eric Owens

Spc
22 Years of Experience
Gainesville, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Eric Owens is a registered investment advisor at Spc, based in Gainesville, GA, with 22 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

427 Green St. NW, Gainesville, GA, 30501

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2017
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric is an independently licensed insurance agent and also works as an attorney, focusing on estate planning, Medicaid planning, and VA benefits planning, dedicating about half of his time to this. He also owns a rental property and volunteers as a CASA advocate.

Employment History
Current Registrations
Spc
February 2017 - Present · 9 yrs 8 mos
Parkland Securities, LLCBroker
February 2017 - Present · 9 yrs 8 mos
Previous Registrations
Investment Advisors
April 2007 - February 2017 · 9 yrs 10 mos
Proequities, INC.Broker
November 2005 - February 2017 · 11 yrs 3 mos
Usallianz Securities, INC.Broker
January 2005 - November 2005 · 10 mos
Usallianz Securities, INC.
January 2005 - November 2005 · 10 mos
Pan-American Financial AdvisersBroker
March 2003 - June 2004 · 1 yr 3 mos
State Registrations3 states
FLGASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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