Richard Wesolowski is a CFA, CFP-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 23 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
IM Fee
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This is concurrent with his duties as a Registered Representative.
Employment History
Current Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Previous Registrations
Sidoti & Company, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.