Scott Jacob
Scott Jacob is a ChFC-designated registered investment advisor at Alphastar Capital Management, based in Cornelius, NC, with 22 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 11,592 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alphastar Capital Management's fees for investment advisory services are a percentage of the assets managed. The maximum annual rate is 2.25%, but the specific rate is negotiated with each client. Fees are calculated based on the average daily market value of your investments and are billed at the end of each month or quarter. The firm may also charge an annual administrative fee of up to $50 per account.
Location
19600 West Catawba Avenue, Suite B200, Cornelius, NC, 28031
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2017Other Business ActivitiesSells Insurance
Scott is an insurance agent selling individual life, group health, long-term care, and disability insurance since 2011. He also owns Flodown Hockey LLC, where he coaches hockey; these activities each take a few hours per week.
Employment History
Current Registrations
Alphastar Capital Management
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
MML Investors Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.