AC
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Andrew Combs

22 Years of Experience
Chicago, IL
Broker

Andrew Combs is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 22 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 65,258 clients with $280B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
253 advisors
Number of Clients
65,258 clients
Average Client Portfolio
$4.3M average
Assets Under Management
$280.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $25.0M0.60%
$25.0M - $50.0M0.50%
$50.0M - $100.0M0.45%
$100M+0.40%

Fees vary significantly depending on the specific strategy selected (equity, fixed income, real assets, etc.) and account type (institutional vs. retail). The schedule shown reflects the Large Cap Core institutional strategy. Other strategies have different fee schedules, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a member of the Board of Trustees for the Detroit Chapter of the Society of Financial Services Professionals. He attends quarterly board meetings, paying annual dues, and dedicates minimal time to this activity.

Employment History
Current Registrations
Nuveen Asset Management, LLC
May 2015 - Present · 11 yrs 5 mos
Nuveen Securities, LLC
May 2015 - Present · 11 yrs 5 mos
Nuveen Securities, LLCBroker
May 2015 - Present · 11 yrs 5 mos
Previous Registrations
Incapital Insurance Services, LLCBroker
August 2014 - May 2015 · 9 mos
Incapital LLCBroker
August 2014 - May 2015 · 9 mos
J.P. Morgan Securities LLCBroker
May 2012 - August 2014 · 2 yrs 3 mos
William Blair & Company L.L.C.
June 2011 - May 2012 · 11 mos
William Blair & Company L.L.C.Broker
June 2011 - May 2012 · 11 mos
Van Kampen Advisors INC
January 2005 - June 2010 · 5 yrs 5 mos
Van Kampen Funds INC.Broker
June 2003 - June 2010 · 7 yrs
Scudder Distributors, INC.Broker
March 2003 - May 2003 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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