Stephen Tosi
Stephen Tosi is a registered investment advisor at Generations Investment Advisors, LLC, based in High Point, NC, with 21 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 68 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.40% |
| $500K - $1.0M | 1.40% |
| $1.0M - $2.0M | 1.40% |
| $2.0M - $4.0M | 0.50% |
| $4.0M - $10.0M | 0.25% |
| $10M+ | 0.25% |
Fees represent maximum advisor/solicitor fees. Total annual management fees include underlying third-party manager fees and custodian fees, bringing total maximum costs up to 1.88% for smaller accounts. Fees are negotiable with a 0.25% minimum fee floor.
Fee Estimator
Location
High Point, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Generations Investment Advisors, LLC
Previous Registrations
Efficient Advisors
Sowell Management
Matson Money, INC.
Next Financial Group, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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