RR
CFP
RR
CFP
Robin Roden
21 Years of Experience
Westlake, TX
1 DisclosureBroker
Robin Roden is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 21 years of industry experience. Robin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (1)
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Criminal
December 1998Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
October 2024 - Present · 1 yr 7 mos
Charles Schwab & CO., INC.Broker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
TD Ameritrade, INC.Broker
February 2022 - November 2023 · 1 yr 9 mos
Avantax Advisory Services
November 2019 - December 2020 · 1 yr 1 mo
Avantax Investment Services, INC.Broker
November 2019 - December 2020 · 1 yr 1 mo
H.D. Vest Advisory Services, INC
March 2019 - August 2019 · 5 mos
Hd Vest Investment ServicesBroker
March 2019 - August 2019 · 5 mos
Advice and Planning Services
July 2012 - August 2018 · 6 yrs 1 mo
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2010 - August 2018 · 7 yrs 11 mos
Centaurus Financial, INC.Broker
March 2003 - September 2010 · 7 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.