James Yoo
James Yoo is a CFP-designated registered investment advisor at Emerson Equity LLC, based in Thousand Oaks, CA, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
100 E Thousand Oaks Blvd, Suite 140, Thousand Oaks, CA, 91360
Get directionsHistory
Regulatory History (1)
Judgment / Lien
April 2024Other Business ActivitiesSells Insurance
James is the President & CEO, Managing Director of Wealth Management, and Chief Compliance Officer of Team Elevated Asset Management, a registered investment advisory firm, dedicating full-time hours. He also works as an independent insurance agent for ASH Brokerage, selling life insurance, fixed annuities, and long-term care insurance, and for Anthem Blue Cross selling health insurance, spending a few hours per week on these activities. James is also Secretary of the Company and Board Member for GNH Global Management, Inc, spending a few hours per week.
Employment History
Current Registrations
Emerson Equity LLCBroker
Team Elevated Asset Management
Previous Registrations
Colorado Financial Service CorporationBroker
Gnh Asset Management, INC.
Mutual Securities, INC.Broker
M3 Asset Management, INC.
Morgan StanleyBroker
Morgan Stanley
Primevest Financial Services, INC.Broker
Primevest Financial Services, INC.
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Financial Network Investment CorporationBroker
Nylife Securities INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.