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CFP
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CFP

Charles Fischesser

Park Avenue Securities LLC
23 Years of Experience
Louisville, KY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Fischesser is a CFP-designated registered investment advisor at Park Avenue Securities LLC, based in Louisville, KY, with 23 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9300 Shelbyville Road, Suite 320, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles provides clients with life, long-term care, and disability insurance products if Guardian is not a fit, dedicating about 10-20% of his time. He also uses FMG Suite Website Marketing for Guardian/PAS/Insurance, spending a few hours per week, and created Fischesser Management, LLC for tax planning, spending minimal time.

Employment History
Current Registrations
Park Avenue Securities LLC
March 2005 - Present · 21 yrs 7 mos
Park Avenue Securities LLCBroker
May 2004 - Present · 22 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2004 - May 2004 · 4 mos
Morgan Keegan & Company, INC.Broker
August 2003 - May 2004 · 9 mos
UBS Financial Services INC.Broker
May 2003 - July 2003 · 2 mos
State Registrations35 states
AKALAZCACOFLGAILINKSKYLAMAMIMNMOMSNCNENHNMNVNYOHOKORRISCSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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