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Leandro Nogueira

Ameriprise Financial Services, LLC
10 Years of Experience
Richardson, TX
1 DisclosureBroker
View SEC Summary
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Leandro Nogueira is a registered investment advisor at Ameriprise Financial Services, LLC, based in Richardson, TX, with 10 years of industry experience. Leandro is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2221 Lakeside Blvd Ste 1250, Richardson, TX, 75082

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2022 - Present · 4 yrs
Ameriprise Financial Services, LLC
October 2022 - Present · 4 yrs
Ameriprise Financial Services, LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Ameriprise Financial Services, LLC
January 2022 - October 2022 · 9 mos
Ameriprise Financial Services, LLCBroker
July 2021 - October 2022 · 1 yr 3 mos
Equitable Advisors, LLCBroker
April 2019 - June 2021 · 2 yrs 2 mos
America's Choice Equities LLCBroker
June 2009 - December 2009 · 6 mos
Dawson James Asset Management, INC.
April 2007 - November 2007 · 7 mos
Dawson James Securities, INC.Broker
April 2007 - November 2007 · 7 mos
Ing Financial Partners, INC.Broker
November 2006 - April 2007 · 5 mos
Signator Investors, INC.
April 2006 - October 2006 · 6 mos
Signator Investors, INC.Broker
March 2006 - October 2006 · 7 mos
Ameriprise Financial Services, INC.Broker
March 2005 - March 2006 · 1 yr
Ids Life Insurance CompanyBroker
March 2005 - March 2006 · 1 yr
Ameriprise Financial Services, INC.
March 2005 - March 2006 · 1 yr
State Registrations5 states
CAFLGAOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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