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CFP
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CFP

Thomas Mooney

Creative Planning
23 Years of Experience
Philadelphia, PA
1 Disclosure
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Thomas Mooney is a CFP-designated registered investment advisor at Creative Planning, based in Philadelphia, PA, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 100,298 clients with $300B in assets under management.

Creative Planning
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1174 advisors
Number of Clients
100,298 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$295.6B

Fee Structure

Minimum Investment:$200K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.20%
$500K - $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.80%
$10.0M - $25.0M0.70%
$25.0M - $50.0M0.40%
$50.0M - $100.0M0.30%
$100M+0.25%

Fees and billing methods are negotiable based on account size, householding, and complexity. Legacy clients from acquired firms may have different fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Philadelphia, PA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is the secretary and on the investment committee for the Cerebral Palsy Association of Chester County, a non-profit organization. He dedicates minimal time to this activity.

Employment History
Current Registrations
Creative Planning
April 2017 - Present · 9 yrs 6 mos
Previous Registrations
Advice and Planning Services
June 2014 - March 2017 · 2 yrs 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2014 - March 2017 · 2 yrs 9 mos
Strategic Advisers, INC.
February 2013 - May 2014 · 1 yr 3 mos
Fidelity Brokerage Services LLCBroker
February 2013 - May 2014 · 1 yr 3 mos
Nestwise LLC
September 2012 - January 2013 · 4 mos
Veritat Advisors
January 2010 - November 2012 · 2 yrs 10 mos
Tiaa-Cref Advice and Planning Services
March 2007 - January 2010 · 2 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2007 - January 2010 · 2 yrs 10 mos
Vanguard Advisers INC
October 2004 - February 2007 · 2 yrs 4 mos
Vanguard Marketing CorporationBroker
May 2003 - February 2007 · 3 yrs 9 mos
State Registrations2 states
PATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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