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Desiree Irizarry

Popular Securities, LLC
23 Years of Experience
San Juan, PR
2 DisclosuresBroker
View SEC Summary
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Desiree Irizarry is a registered investment advisor at Popular Securities, LLC, based in San Juan, PR, with 23 years of industry experience. Desiree is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,403 clients with $2.6B in assets under management.

Popular Securities, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
Number of Clients
2,403 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Popular Securities charges an annual fee for managing your investment portfolio, which has a cap of 2.50% of your total assets in the FMAX Program or 1.10% for the Fixed Income Program. The total fee is negotiated on a case-by-case basis and can be calculated using either a tiered fee schedule (where the rate decreases as your portfolio value increases) or a single flat fee rate applied to all assets.

This fee covers services from Popular Securities, the platform sponsor, and the investment managers, but it does not cover third-party fund expenses, certain trading costs, or custodial fees.

View Full SEC Brochure

Location

208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018
Settled
Customer Dispute
February 2018
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Desiree is a volunteer board member at the Investment & Wealth Institute and spends minimal time on this activity. Desiree also owns rental property, generating income from short-term stays, and spends a few hours per week on this activity.

Employment History
Current Registrations
Popular Securities, LLC
May 2015 - Present · 11 yrs 5 mos
Popular Securities, LLCBroker
October 2004 - Present · 22 yrs
Previous Registrations
R-G Investments CorporationBroker
August 2003 - September 2004 · 1 yr 1 mo
State Registrations8 states
CTDEFLILMINYPRSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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