AS
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Aaron Schmiedel

14 Years of Experience
Broker

Aaron Schmiedel is a registered investment advisor at Raymond James & Associates, INC., based in Denver, CO, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4643 South Ulster Street, Suite 1350, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.
June 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.Broker
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2016 - June 2023 · 6 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
July 2016 - June 2023 · 6 yrs 11 mos
Fifth Third Securities, INC.
March 2016 - July 2016 · 4 mos
Fifth Third Securities, INC.Broker
March 2016 - July 2016 · 4 mos
Harbour Wealth Partners, INC.
November 2014 - March 2016 · 1 yr 4 mos
LPL Financial LLC
February 2012 - March 2016 · 4 yrs 1 mo
LPL Financial LLCBroker
November 2011 - March 2016 · 4 yrs 4 mos
Pfic Securities CorporationBroker
June 2003 - July 2003 · 1 mo
State Registrations12 states
AZCACOFLIAKSMONJNMOHPAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.