H. Toner is a registered investment advisor at Ingalls Investment Management, LLC, based in New York, NY, with 21 years of industry experience. H. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, High Net Worth, and 2 more. Their firm serves 4,453 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee is 1.50% for equity or equity/fixed-income portfolios. Fixed-income only portfolios have a maximum fee of 1.00%. Financial planning services max out at 1.00%. Individual representatives may offer tiered schedules with lower rates for larger accounts, and fees are negotiable.
Fee Estimator
Location
1 Rockefeller Plaza, 7th Floor, New York, NY, 10020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
H. is a registered representative of First Republic Securities Company, LLC and an associated person of First Republic Investment Management, Inc. H. is also a Managing Director at Trainer Wortham, a subsidiary of First Republic Bank.
Employment History
Current Registrations
Ingalls Investment Management, LLC
Ingalls & Snyder, LLCBroker
Previous Registrations
Ingalls Investment Management, LLC
First Republic Investment Management, INC.
First Republic Securities Company, LLCBroker
Citigroup Global Markets INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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