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Mitchell Black

22 Years of Experience
Leawood, KS
6 DisclosuresBroker

Mitchell Black is a registered investment advisor at Ameriprise Financial Services, LLC, based in Leawood, KS, with 22 years of industry experience. Mitchell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4200 W 115th St Ste 200, Leawood, KS, 66211-2729

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2019
Award / Judgment
Customer Dispute
May 2014
Settled
Customer Dispute
March 2011
Award / Judgment
Customer Dispute
April 2010
Denied
Customer Dispute
September 2007
Denied
Customer Dispute
August 2007
Denied
Other Business Activities

Mitchell owns a single-family real estate property and is an NRA certified instructor. He also serves as a board member for two organizations, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2003 - Present · 23 yrs 2 mos
Ameriprise Financial Services, LLC
July 2003 - Present · 23 yrs 2 mos
Ameriprise Financial Services, LLCBroker
July 2003 - Present · 23 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 2003 - July 2006 · 3 yrs
State Registrations30 states
ALARAZCACOFLGAHIIAILINKSLAMDMIMNMONCNENMNVNYOHOKORPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.