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Mitchell Black

Ameriprise Financial Services, LLC
23 Years of Experience
Leawood, KS
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Mitchell Black is a registered investment advisor at Ameriprise Financial Services, LLC, based in Leawood, KS, with 23 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4200 W 115th St Ste 200, Leawood, KS, 66211-2729

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2019
Award / Judgment
Customer Dispute
May 2014
Settled
Customer Dispute
March 2011
Award / Judgment
Customer Dispute
April 2010
Denied
Customer Dispute
September 2007
Denied
Customer Dispute
August 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mitchell owns a single-family real estate property and is an NRA certified instructor. He also serves as a board member for two organizations, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2003 - Present · 23 yrs 3 mos
Ameriprise Financial Services, LLC
July 2003 - Present · 23 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 2003 - July 2006 · 3 yrs
State Registrations30 states
ALARAZCACOFLGAHIIAILINKSLAMDMIMNMONCNENMNVNYOHOKORPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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