Derick Oakley
Derick Oakley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Leawood, KS, with 21 years of industry experience. Derick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
4200 W 115th St Ste 200, Leawood, KS, 66211-2729
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2014Other Business Activities
Derick owns real estate property since 2011. This not investment-related activity takes a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mitchell BlackAmeriprise Financial Services, LLC
- Michael ZandersAmeriprise Financial Services, LLC
- William HoustonAmeriprise Financial Services, LLC
- David Neihart, CFPAmeriprise Financial Services, LLC
- Vestana Ahlen, CFPAmeriprise Financial Services, LLC
- Tim WendtAmeriprise Financial Services, LLC