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Michael Zanders

Ameriprise Financial Services, LLC
53 Years of Experience
Leawood, KS
7 DisclosuresBroker
View SEC Summary
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Michael Zanders is a registered investment advisor at Ameriprise Financial Services, LLC, based in Leawood, KS, with 53 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4200 W 115th St Ste 200, Leawood, KS, 66211-2729

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023
Settled
Customer Dispute
July 2023
Denied
Customer Dispute
February 2005
Settled
Regulatory
January 2004
Final
Customer Dispute
November 2002
Settled
Customer Dispute
December 2001
Settled
Customer Dispute
August 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a general board member for Zanders and the chairman of the endowment committee for Temple Congregation B'nai Jehudah. These activities require minimal time and are either not investment-related or investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2013 - Present · 13 yrs
Ameriprise Financial Services, LLCBroker
October 2013 - Present · 13 yrs
Previous Registrations
NFP Securities, INC.
January 2002 - October 2013 · 11 yrs 9 mos
Fbd Investment Services, INC.Broker
April 2001 - October 2001 · 6 mos
NFP Securities, INC.Broker
April 2001 - October 2013 · 12 yrs 6 mos
Fbd Investment Services, INC.Broker
April 1994 - April 2001 · 7 yrs
First Colonial Securities Group, INC.Broker
April 1993 - April 1994 · 1 yr
Prudential Securities IncorporatedBroker
September 1989 - May 1993 · 3 yrs 8 mos
Thomson Mckinnon Securities INC.Broker
September 1980 - September 1989 · 9 yrs
A. G. Edwards & Sons, INC.Broker
February 1973 - October 1980 · 7 yrs 8 mos
State Registrations24 states
ARAZCACOCTDCFLILINKSLAMAMIMONJNYOHOKORPASCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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