Brannon Brown is a CFP-designated registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8400 E Prentice Ave. Ste #1125, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brannon operates as Prosperion Financial Advisors under a DBA. He also provides financial planning and consulting services through Prosperion Planning, LLC, dedicating a few hours per week. Brannon also spends full-time hours on Red Oak Financial, Inc., a business entity for tax/investment purposes only.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Prosperion Financial Advisors
Map Securities, INC.Broker
Chesapeake Investment Management LLC
Chesapeake Investment Management LLC
Capital Consulting
LPL Financial Corporation
LPL Financial CorporationBroker
Edward JonesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.