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Eric Smutko

22 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Eric Smutko is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 22 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6701 Center Dr W Ste 700, Los Angeles, CA, 90045-1547

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2019
Denied
Other Business Activities

Eric is a co-owner of a real estate property since August 2023, dedicating a few hours per week. This activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2008 - Present · 17 yrs 11 mos
Ameriprise Financial Services, LLC
November 2008 - Present · 17 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2008 - Present · 17 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
August 2003 - June 2008 · 4 yrs 10 mos
Ameriprise Financial Services, INC.Broker
August 2003 - June 2008 · 4 yrs 10 mos
Ids Life Insurance CompanyBroker
August 2003 - July 2006 · 2 yrs 11 mos
State Registrations15 states
AZCACOFLGAHIILNCNJNMNVNYTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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