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Eric Smutko

22 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Eric Smutko is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 22 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6701 Center Dr W Ste 700, Los Angeles, CA, 90045-1547

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History

Regulatory History (1)
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Customer Dispute
July 2019
Denied
Other Business Activities

Eric is a co-owner of a real estate property since August 2023, dedicating a few hours per week. This activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2008 - Present · 17 yrs 6 mos
Ameriprise Financial Services, LLC
November 2008 - Present · 17 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.
August 2003 - June 2008 · 4 yrs 10 mos
Ameriprise Financial Services, INC.Broker
August 2003 - June 2008 · 4 yrs 10 mos
Ids Life Insurance CompanyBroker
August 2003 - July 2006 · 2 yrs 11 mos
State Registrations15 states
AZCACOFLGAHIILNCNJNMNVNYTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.