WF
CFP
WF
CFP

William Fischer

23 Years of Experience
New York, NY
1 DisclosureBrokerSells Insurance

William Fischer is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 23 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

420 Lexington Avenue, 25th Floor, Suite 2510, New York, NY, 10170

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019
Denied
Other Business ActivitiesSells Insurance

William sells various insurance products, including life, disability, fixed annuities, health, dental, and group life and health insurance, dedicating a few hours per week to this activity. He also co-owns rental real estate property.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
June 2013 - March 2017 · 3 yrs 9 mos
Msi Financial Services, INC.Broker
November 2008 - March 2017 · 8 yrs 4 mos
AXA Advisors, LLC
September 2003 - November 2008 · 5 yrs 2 mos
AXA Advisors, LLCBroker
August 2003 - November 2008 · 5 yrs 3 mos
State Registrations23 states
AZCACTDEFLGAILKSMAMDMIMNNCNHNJNMNYOHPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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