CW
CW

Chad T Willardson

22 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness OwnersHigh Net WorthRetirees
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
154 clients
Average Client Portfolio
$4.2M average
Assets Under Management
$654.3M

Fee Structure

Minimum Investment:$10M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $25.0M1.25%
$25.0M - $50.0M1.13%
$50.0M - $100.0M1.00%
$100M+1.00%

Fees are customized/negotiable for accounts above $100,000,000. Using the previous tier's fee percentage.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1861 California Avenue, Suite 101, Corona, CA, 92881

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chad owns rental homes and spends no time on them due to a property manager. He is also an owner and investment advisor at Pacific Capital, an RIA firm and insurance business, dedicating full-time hours to this role. Additionally, Chad serves as the City Treasurer for the City of Corona, spending minimal time overseeing finances.

Employment History
Current Registrations
Pacific Capital
November 2011 - Present · 14 yrs 3 mos
Previous Registrations
Gradient Securities, LLCBroker
April 2014 - June 2020 · 6 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2012 - April 2014 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2004 - November 2011 · 7 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2003 - November 2011 · 8 yrs 3 mos
State Registrations3 states
CATXUT
Advisor
Exams
No exam information available for this advisor.