MF
MF

Mitchell Flax

20 Years of Experience
Austin, TX
Broker

Mitchell Flax is a registered investment advisor, based in Austin, TX, with 20 years of industry experience.

Location

1401 Lavaca St, #834, Austin, TX, 78701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mitchell is the CEO/Founder of Net Equity Capital, focusing on ALTS OCIO and due diligence, and the host of a sports podcast called Bet The Algo. He is also an agent at The Agency, selling homes, and a 50% owner managing development for 2302 Santa Rosa LLC, dedicating minimal time to the latter.

Employment History
Current Registrations
Finalis Securities LLCBroker
May 2023 - Present · 3 yrs
Finalis Securities LLC
May 2023 - Present · 3 yrs
Net Equity Capital
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
BV Securities, LLCBroker
January 2021 - May 2021 · 4 mos
MML Distributors, LLCBroker
May 2014 - December 2020 · 6 yrs 7 mos
MML Investors Services, LLCBroker
May 2013 - May 2014 · 1 yr
Wells Fargo Advisors, LLC
December 2009 - March 2013 · 3 yrs 3 mos
Wells Fargo Advisors, LLCBroker
December 2009 - March 2013 · 3 yrs 3 mos
Riversource Investments
November 2008 - June 2009 · 7 mos
Riversource Fund Distributors, INC.Broker
April 2006 - May 2009 · 3 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
January 2005 - April 2006 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2005 - April 2006 · 1 yr 3 mos
M.L. Stern & CO., LLC.Broker
April 2004 - December 2004 · 8 mos
Newbridge Securities CorporationBroker
July 2003 - August 2003 · 1 mo
S.W. Bach & CompanyBroker
July 2003 - July 2003 · 0 mos
State Registrations3 states
DEFLTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.