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Darryl Ng

21 Years of Experience
Palo Alto, CA
1 DisclosureBroker

Darryl Ng is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

245 Lytton Avenue, Suite 200, Palo Alto, CA, 94301

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History

Regulatory History (1)
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Customer Dispute
September 2011
Denied
Other Business Activities

Darryl is involved in several outside activities, including running a competitive BBQ team, serving on the boards of the Santa Clara County Estate Planning Council and the Certified Financial Planner Board of Standards, and acting as Chapter President for the USC Marshall Alumni Association. These activities require minimal time commitment outside of business hours.

Employment History
Current Registrations
Morgan Stanley
September 2011 - Present · 14 yrs 8 mos
Morgan StanleyBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - September 2011 · 8 mos
Wells Fargo Advisors, LLC
January 2011 - September 2011 · 8 mos
Wells Fargo Investments, LLC
February 2006 - January 2011 · 4 yrs 11 mos
Wells Fargo Investments, LLCBroker
July 2005 - January 2011 · 5 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
July 2003 - September 2004 · 1 yr 2 mos
State Registrations35 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.